Due_Diligence & KYC

Due Diligence & KYC

The US Securities Act, the Foreign Corrupt Practices Act (FCPA) as well as the rules defined by the SEC and many other national or international defined regulations (e.g. The British Bribery Act, German Money Laundering Law) require companies not only to base their own activities on these laws, but also to ensure that their business partners act in accordance with these regulations.
Often key persons at management level do not follow these rules with the necessary diligence or are only insufficiently familiar with the, sometimes, very critical rules. Especially KYC is often still seen as a chore and a time-consuming task.

ARROWS is familiar with these laws down to the smallest detail.

Know Your Customer (KYC), Due Diligence or the 360 ° are tools that we master perfectly and can therefore give our customers the security of not only minimizing risks but also being able to provide documentation that demonstrates a legally compliant course of action. Together with Insiders Corp. we carry out stress tests to check existing due diligence or KYC regulations for their effectiveness.

  • Our services include:
  • Due Diligence investigation for natural persons or legal entities in the run-up to initiating business or taking over or merging companies
  • KYC investigations, not only for financial entities (banks, investment banks), in the context of the fight against terrorist financing and money laundering
  • Support of your personnel management especially in the course of recruiting new employees for managerial positions.
  • In a close cooperation with you we develop a KYC policy that is able to carry out a permanent reassessment of your business partners and document the results (according the FCPA)
  • Optimization of your existing KYC process guidelines
  • Preliminary examinations of business entities in the course of upcoming business deals
Rulemaking Index
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